National Instrument 24-101
April 7, 2008
Revised Schedule for Matching Targets
The CSA Notice 24-307 revises the schedule for thresholds for Exception Reporting related to institutional trade matching (ITM) in National Instrument 24-101 (or the Instrument). The target of matching 90% before noon on T+1 has been extended until the end of June 2010. The T+0 targets scheduled to begin in Q3 2008 will now commence Q3 2010.
Current link at OSC -- CSA Notice 24-307 and Local Rule 24-502:
http://www.osc.gov.on.ca/en/6097.htm
February 5, 2008
Exception Reporting: Below are links to a recent Canadian Securities Administrators (CSA) publication on exception reporting and to the location to file. We have been assured that the documents filed are stored OFF the CSA website in a secure location.
Link to CSA website -- click on NI 24-101 on the bottom of the left-hand side menu for Introduction to Reporting Format and Methods:
http://www.csa-acvm.ca/home.html
CSA Bulletin related to filing:
http://www.csa-acvm.ca/pdfs/24-101/24-306_CSA_Staff_Notice_English.pdf
Filing location on the CSA website:
https://form1.csa-acvm.ca/tradematch/ProcessFormsServlet?pwsBounce=pws2525&filename=24101TM_EN.xfdl&action=open&dirname=FormTemplates&mode=html&pwsViewerInstalled=none
December 13, 2007
Exception Attributes Categorized for Reporting Causes When Filing NI 24-101F1
December 12, 2007
National Instrument 24-101 - Policies & Procedures Checklist
October 23, 2007
Timing Guidelines (Conventions) for Processing
October 23, 2007
Key Information for Researching Non-Compliance
July 13, 2007
Canadian Securities Administrators Publishes CSA Staff Notice 24-304 - CSA-Industry Working Group on NI 24-101
http://www.osc.gov.on.ca/HotTopics/STP/stp_index.jsp
July 4, 2007
CCMA Develops Communiques for Distribution to Broker/Dealers and Custodians -- Clients and Internal Education
Introductory Information; Information with Multiple URLs; Functional Description
June 26, 2007
Investment Industry Association of Canada (IIAC) Institutional Trade Matching Statements
Trade Matching Statements
April 18, 2007
CCMA Endorsed Institutional Trade Matching Statement (Word)
CCMA Endorsed Institutional Trade Matching Statement (PDF)
March 2007
CCMA Highlights Key Information Outlined in NI 24-101 (PDF)
CCMA Highlights Key Information Outlined in NI 24-101 (Word)