Sell-Side Committee

Rationale for Committee

Need for an effective central committee to identify and address issues specific to the broker/dealer community in matching institutional trades

Mandate/Objectives

Increase awareness and communication among broker/dealers to articulate challenges, promote initiatives and facilitate implementation solutions designed to achieve the trade-date matching transitional targets set out in National Instrument 24-101 (NI 24-101) – Institutional Trade Matching and Settlement

Tasks/Deliverables

• Identify impediments and solutions to the broker/dealer community achieving the trade-date matching transitional targets set out in NI 24-101
• Promote adoption of industry best practices internally and to clients
• Advise on trade-date matching measurement/acknowledgement and reporting

Members

Senior representatives of the broker/dealer firms.

CCMA committees are composed of volunteer representatives from a range of key stakeholder groups within the securities industry.

Contact Sell-Side Committee

info@ccma-acmc.ca (mention "CCMA SSSC" in e-mail subject line)