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Legal/Regulatory Working GroupRationale for CommitteeNeed to facilitate an integrated set of rules among regulators and self-regulatory organizations (SROs) to support trade-date institutional trade matching (ITM) Need agreement on actions in the consolidated list of suggested legal/regulatory changes Changes will continue to be identified for new issues-based committees and in proposed and existing workstreams Need a single and focused CCMA group for existing and to-be-identified legal and regulatory impediments to ITM Mandate/ObjectivesTo identify and recommend changes to the existing legal and regulatory framework to facilitate ITM To assist in the development of any Rule for ITM as requested To communicate the extent and nature of changes required for ITM to provincial, federal, self-regulatory and other securities-related organizations MembersRepresentatives of the SROs, mutual fund companies, banks, brokers, CDS, and Observers such as the, Ontario Securities Commission and l’Autorité des marchés financiers (AMF). Contact Legal/Regulatory Working Groupinfo@ccma-acmc.ca (mention “CCMA LRWG” in e-mail subject line) |
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